Showing all items (16 total) - 1 | 2 | 3 | all 

has been acquired by

Flat World Technology Solutions, Inc.

and received equity financing from institutional investors in the amount of 

$10,000,000 

We acted as exclusive financial advisor and placement agent 

This notice appears as a matter of record only.

OTCBB: WNWG 

$32,350,000 

Private Placement of 

Fixed Price
Convertible Debentures 

Placement Agent 

This notice appears as a matter of record only.

OTCBB: PUMD

$3,125,000

Private Placement of

Common Stock

to a single institutional investment fund

We acted as the exclusive placement agent and financial advisor to the Issuer.

Lane Capital Markets, LLC
Southport, CT

www.lanecapitalmarkets.com

A FINRA member firm

September 29, 2010


This notice appears as a matter of record only

Novavax

OTCBB: PPTI

$4,000,000
Shelf Offering
Common of Stock

Exclusive Placement Agent
Lane Capital Markets

PKE: CN

$1,025,000

13% Secured Note

Exclusive Placement Agent 

This notice appears as a matter of record only.

Symbol: CBPO

$8,110,600

Private Placement of 

Common Stock and Warrants

Exclusive Placement Agent 

This notice appears as a matter of record only.

NASDAQ: MFRI

$18,555,500

Registered Direct Offering
Common Stock

Sole Placement Agent 

This notice appears as a matter of record only.

NASDAQ: BDCO

$1,960,000

Private Placement
of Common Stock

Placement Agent 

This notice appears as a matter of record only.

NASDAQ: BDCO

$2,250,000

Private Placement
of Common Stock

Placement Agent 

This notice appears as a matter of record only.

OTCBB: CPTC

$3,500,000

Secured Convertible
Bridge Note

Exclusive Placement Agent 

This notice appears as a matter of record only.

OTCBB: CPTC

$6,000,000

Unsecured DIP Financing

Exclusive Placement Agent 

This notice appears as a matter of record only.

OTCBB: CPTC

$15,000,000

Fixed Price Convertible
Debenture

Exclusive Placement Agent 

This notice appears as a matter of record only.

AMEX: ARD

$10,171,750

Follow-on Unit Offering
Common Share and Warrant

Co-Lead Manager

This notice appears as a matter of record only.

OTCBB: CDRM

$6,300,000

Common Stock and Warrants

Placement Agent 

This notice appears as a matter of record only.

OTCBB: CDRM

$4,000,000

Common Stock and Warrants

Placement Agent 

This notice appears as a matter of record only.

OTCBB: PPTI

$4,500,000

Fixed Price Convertible
Preferred Stock

Exclusive Placement Agent 

This notice appears as a matter of record only.



  



 
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